Unclaimed Profile

Kimberly Shaw Elliott

SHERIDAN ROAD ADVISORS, LLC·NORTHBROOK, Illinois

SIE, Series 7, Series 24, Series 66Clean record19 years registeredSHERIDAN ROAD ADVISORS, LLC

707 SKOKIE BLVD, NORTHBROOK, IL 60062CRD# 4540273Firm CRD# 293807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Shaw Elliott · NORTHBROOK, IL

Registration

CRD #4540273 · SHERIDAN ROAD ADVISORS, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHERIDAN ROAD ADVISORS, LLC

LPL FINANCIAL LLC

May 2019 – Oct 2019

BELLEAIR BEACH, FL

SHERIDAN ROAD

Jul 2018 – Oct 2019

Belleair Beach, FL

INDEPENDENT FINANCIAL PARTNERS

Aug 2015 – Dec 2018

TAMPA, FL

CALTON & ASSOCIATES, INC.

Sep 2013 – Jul 2015

CASEYVILLE, IL

EVERBANK WEALTH MANAGEMENT

Nov 2010 – Oct 2011

ST. LOUIS, MO

EDWARD JONES

Dec 2006 – Aug 2010

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · December 6, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHERIDAN ROAD ADVISORS, LLC

CRD 293807 · SEC 801-113426

AUM

$12.0B

Regulatory assets under management

Employees

882 client accounts

Services offered by SHERIDAN ROAD ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHERIDAN ROAD ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kimberly Shaw Elliott offer?

Kimberly Shaw Elliott specializes in Financial Planning, Investment Management, Wealth Management.

What are Kimberly Shaw Elliott's credentials?

Kimberly Shaw Elliott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Shaw Elliott located?

Kimberly Shaw Elliott is based in NORTHBROOK, Illinois, last registered with SHERIDAN ROAD ADVISORS, LLC.

How does Kimberly Shaw Elliott charge for services?

Kimberly Shaw Elliott's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHERIDAN ROAD ADVISORS, LLC?

SHERIDAN ROAD ADVISORS, LLC has approximately 16 employees and manages $12.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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