Unclaimed Profile

James Trevor Oshaughnessy

SHERIDAN ROAD ADVISORS, LLC·NORTHBROOK, Illinois

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredSHERIDAN ROAD ADVISORS, LLC

707 SKOKIE BLVD, NORTHBROOK, IL 60062CRD# 2284652Firm CRD# 293807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Trevor Oshaughnessy · NORTHBROOK, IL

Registration

CRD #2284652 · SHERIDAN ROAD ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

GLOBAL RETIREMENT PARTNERS LLC

Jul 2021 – present

HUB INTERNATIONAL INVESTMENT SERVICES INC.

Apr 2019 – present

LPL FINANCIAL LLC

Sep 2012 – present

SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY

Aug 2018 – Oct 2022

NORTHBROOK, IL

LPL FINANCIAL LLC

Nov 2010 – Jan 2011

NASHVILLE, TN

INDEPENDENT FINANCIAL PARTNERS

Oct 2010 – Dec 2018

MILWAUKEE, WI

SHERIDAN ROAD ADVISORS, LLC

Sep 2010 – Dec 2010

NORTHBROOK, IL

NRP ADVISORS, INC.

Mar 2008 – Nov 2010

NORTHBROOK, IL

NRP FINANCIAL, INC.

Dec 2006 – Oct 2008

NORTHBROOK, IL

AXA ADVISORS, LLC

Nov 1999 – Dec 2006

NORTHBROOK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 24, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHERIDAN ROAD ADVISORS, LLC

CRD 293807 · SEC 801-113426

AUM

$12.0B

Regulatory assets under management

Employees

882 client accounts

Services offered by SHERIDAN ROAD ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHERIDAN ROAD ADVISORS, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NORTHBROOK?

Browse all registered financial advisors in NORTHBROOK, Illinois or claim this profile if it's yours.

Browse NORTHBROOK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Trevor Oshaughnessy offer?

James Trevor Oshaughnessy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NORTHBROOK, Illinois for a consultation.

What are James Trevor Oshaughnessy's credentials?

James Trevor Oshaughnessy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Trevor Oshaughnessy located?

James Trevor Oshaughnessy is based in NORTHBROOK, Illinois, working with SHERIDAN ROAD ADVISORS, LLC. Their office serves clients in the NORTHBROOK metropolitan area and surrounding communities.

How does James Trevor Oshaughnessy charge for services?

James Trevor Oshaughnessy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHERIDAN ROAD ADVISORS, LLC?

SHERIDAN ROAD ADVISORS, LLC has approximately 16 employees and manages $12.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →