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Karim Said Alwan

PHASE 3 CAPITAL MANAGEMENT LLC·NORTHBROOK, Illinois
Unclaimed Profile
650 DUNDEE ROAD, NORTHBROOK, IL 60062CRD# 5068491Firm CRD# 294408
01

About

Karim Said Alwan is a registered financial advisor based in NORTHBROOK, Illinois, affiliated with PHASE 3 CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
PHASE 3 CAPITAL MANAGEMENT LLC
PHASE 3 CAPITAL MANAGEMENT LLC
AUM
$1.3B
Regulatory assets under management
Employees
8
Total firm employees
View all advisors at PHASE 3 CAPITAL MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: OPERATING EXPENSE PASS THROUGH
Regulatory
SEC/IARD CRD# 5068491
Firm CRD# 294408
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Karim Said Alwan offer?
Karim Said Alwan specializes in Retirement Planning. Contact their office in NORTHBROOK, Illinois for a consultation.
What are Karim Said Alwan's credentials?
Karim Said Alwan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Karim Said Alwan located?
Karim Said Alwan is based in NORTHBROOK, Illinois, working with PHASE 3 CAPITAL MANAGEMENT LLC. Their office serves clients in the NORTHBROOK metropolitan area and surrounding communities.
How does Karim Said Alwan charge for services?
Karim Said Alwan's firm is compensated through percentage of aum, performance-based fees, other: operating expense pass through. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PHASE 3 CAPITAL MANAGEMENT LLC?
PHASE 3 CAPITAL MANAGEMENT LLC has approximately 8 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PHASE 3 CAPITAL MANAGEMENT LLC

Ethan Scott Youderian
NORTHBROOK, IL
Shane Bradley Hoover
NORTHBROOK, IL

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