Unclaimed Profile

Shelly Marie Sypien

SOUTH GEORGIA CAPITAL, LLC·NAPERVILLE, Illinois

SIE, Series 3, Series 7, Series 63, Series 65, Series 66Clean record25 years registeredSOUTH GEORGIA CAPITAL, LLC

2135 CITY GATE LANE, NAPERVILLE, IL 60563CRD# 2584747Firm CRD# 146765

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shelly Marie Sypien · NAPERVILLE, IL

Registration

CRD #2584747 · SOUTH GEORGIA CAPITAL, LLC · 25 years registered

Brand Profile

Not yet started

Career History

EQUITABLE ADVISORS, LLC

Nov 2025 – present

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – Nov 2025

SANDWICH, IL

CETERA ADVISOR NETWORKS LLC

Aug 2020 – Jun 2023

SANDWICH, IL

EDWARD JONES

Oct 2015 – Aug 2020

WARRENVILLE, IL

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Mar 2009

LISLE, IL

MORGAN STANLEY

May 2001 – Apr 2007

LISLE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · May 22, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTH GEORGIA CAPITAL, LLC

CRD 146765 · SEC 801-69943

AUM

$135M

Regulatory assets under management

Employees

259 client accounts

Services offered by SOUTH GEORGIA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUTH GEORGIA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Shelly Marie Sypien offer?

Shelly Marie Sypien specializes in Financial Planning, Investment Management. Contact their office in NAPERVILLE, Illinois for a consultation.

What are Shelly Marie Sypien's credentials?

Shelly Marie Sypien is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shelly Marie Sypien located?

Shelly Marie Sypien is based in NAPERVILLE, Illinois, working with SOUTH GEORGIA CAPITAL, LLC. Their office serves clients in the NAPERVILLE metropolitan area and surrounding communities.

How does Shelly Marie Sypien charge for services?

Shelly Marie Sypien's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTH GEORGIA CAPITAL, LLC?

SOUTH GEORGIA CAPITAL, LLC has approximately 6 employees and manages $135M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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