Unclaimed Profile

Bruce Waters Anderson

SOUTH GEORGIA CAPITAL, LLC·NAPERVILLE, Illinois

Series 7, Series 31, Series 6626 years registeredSOUTH GEORGIA CAPITAL, LLC

2135 CITY GATE LANE, NAPERVILLE, IL 60563CRD# 3232091Firm CRD# 146765

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bruce Waters Anderson · NAPERVILLE, IL

Registration

CRD #3232091 · SOUTH GEORGIA CAPITAL, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTH GEORGIA CAPITAL, LLC

SOUTH GEORGIA CAPITAL, LLC

Mar 2009 – May 2019

NAPERVILLE, IL

MORGAN STANLEY & CO. INCORPORATED

Apr 2007 – Mar 2009

LISLE, IL

MORGAN STANLEY

Jan 2000 – Apr 2007

LISLE, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · January 12, 2000

Years registered · 26

Disclosure History

2018Customer Dispute·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SOUTH GEORGIA CAPITAL, LLC

CRD 146765 · SEC 801-69943

AUM

$135M

Regulatory assets under management

Employees

259 client accounts

Services offered by SOUTH GEORGIA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SOUTH GEORGIA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Bruce Waters Anderson offer?

Bruce Waters Anderson specializes in Financial Planning, Investment Management.

What are Bruce Waters Anderson's credentials?

Bruce Waters Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bruce Waters Anderson located?

Bruce Waters Anderson is based in NAPERVILLE, Illinois, last registered with SOUTH GEORGIA CAPITAL, LLC.

How does Bruce Waters Anderson charge for services?

Bruce Waters Anderson's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTH GEORGIA CAPITAL, LLC?

SOUTH GEORGIA CAPITAL, LLC has approximately 6 employees and manages $135M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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