Unclaimed Profile

Julie Ann Schatz

FORUM FINANCIAL MANAGEMENT, LP·LOMBARD, Illinois

Series 65Clean record22 years registeredFORUM FINANCIAL MANAGEMENT, LP

1900 SOUTH HIGHLAND AVENUE, LOMBARD, IL 60148CRD# 4767682Firm CRD# 145706

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Julie Ann Schatz · LOMBARD, IL

Registration

CRD #4767682 · FORUM FINANCIAL MANAGEMENT, LP · 22 years registered

Brand Profile

Not yet started

Career History

FORUM FINANCIAL MANAGEMENT, LP

May 2023 – present

INVESTOR'S CAPITAL MANAGEMENT, LLC

Nov 2006 – Aug 2023

MENLO PARK, CA

INVESTOR'S CAPITAL MANAGEMENT

Mar 2004 – Nov 2006

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 8, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORUM FINANCIAL MANAGEMENT, LP

CRD 145706 · SEC 801-69970

AUM

$8.5B

Regulatory assets under management

Employees

145

21,698 client accounts

Services offered by FORUM FINANCIAL MANAGEMENT, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORUM FINANCIAL MANAGEMENT, LP →

Introduction

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Frequently Asked Questions

What services does Julie Ann Schatz offer?

Julie Ann Schatz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOMBARD, Illinois for a consultation.

What are Julie Ann Schatz's credentials?

Julie Ann Schatz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Julie Ann Schatz located?

Julie Ann Schatz is based in LOMBARD, Illinois, working with FORUM FINANCIAL MANAGEMENT, LP. Their office serves clients in the LOMBARD metropolitan area and surrounding communities.

How does Julie Ann Schatz charge for services?

Julie Ann Schatz's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORUM FINANCIAL MANAGEMENT, LP?

FORUM FINANCIAL MANAGEMENT, LP has approximately 145 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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