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Thomas Fisher Van Vuren

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC·LAKE FOREST, Illinois
Series 7, Series 55, Series 63Clean record11 years registeredALLEY INVESTMENT MANAGEMENT COMPANY, LLC
272 MARKET SQUARE, LAKE FOREST, IL 60045CRD# 4486604Firm CRD# 317544

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Fisher Van Vuren · LAKE FOREST, IL
Registration
CRD #4486604 · ALLEY INVESTMENT MANAGEMENT COMPANY, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

Jan 2022present
ALLEY COMPANY, LLC
Feb 2015Jan 2022
LAKE FOREST, IL
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 55
Series 63
Registration record
First registered · February 23, 2015
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALLEY INVESTMENT MANAGEMENT COMPANY, LLC
CRD 317544 · SEC 801-122856
AUM
$765M
Regulatory assets under management
Employees
8
402 client accounts
Services offered by ALLEY INVESTMENT MANAGEMENT COMPANY, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Thomas Fisher Van Vuren offer?
Thomas Fisher Van Vuren specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LAKE FOREST, Illinois for a consultation.
What are Thomas Fisher Van Vuren's credentials?
Thomas Fisher Van Vuren is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Fisher Van Vuren located?
Thomas Fisher Van Vuren is based in LAKE FOREST, Illinois, working with ALLEY INVESTMENT MANAGEMENT COMPANY, LLC. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.
How does Thomas Fisher Van Vuren charge for services?
Thomas Fisher Van Vuren's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLEY INVESTMENT MANAGEMENT COMPANY, LLC?
ALLEY INVESTMENT MANAGEMENT COMPANY, LLC has approximately 8 employees and manages $765M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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