Unclaimed Profile

Steven James Alley

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC·LAKE FOREST, Illinois

Series 7, Series 8, Series 63, Series 65Clean record12 years registeredALLEY INVESTMENT MANAGEMENT COMPANY, LLC

272 MARKET SQUARE, LAKE FOREST, IL 60045CRD# 1197753Firm CRD# 317544

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven James Alley · LAKE FOREST, IL

Registration

CRD #1197753 · ALLEY INVESTMENT MANAGEMENT COMPANY, LLC · 12 years registered

Brand Profile

Not yet started

Career History

ALLEY COMPANY

Jan 2022 – present

ALLEY COMPANY, LLC

Feb 2014 – Jan 2022

LAKE FOREST, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · February 14, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC

CRD 317544 · SEC 801-122856

AUM

$765M

Regulatory assets under management

Employees

402 client accounts

Services offered by ALLEY INVESTMENT MANAGEMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ALLEY INVESTMENT MANAGEMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Steven James Alley offer?

Steven James Alley specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LAKE FOREST, Illinois for a consultation.

What are Steven James Alley's credentials?

Steven James Alley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven James Alley located?

Steven James Alley is based in LAKE FOREST, Illinois, working with ALLEY INVESTMENT MANAGEMENT COMPANY, LLC. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.

How does Steven James Alley charge for services?

Steven James Alley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEY INVESTMENT MANAGEMENT COMPANY, LLC?

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC has approximately 8 employees and manages $765M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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