Unclaimed Profile

Steven James Alley

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC·LAKE FOREST, Illinois

Clean recordALLEY INVESTMENT MANAGEMENT COMPANY, LLC

272 MARKET SQUARE, LAKE FOREST, IL 60045CRD# 1197753Firm CRD# 317544

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven James Alley · LAKE FOREST, IL

Registration

CRD #1197753 · ALLEY INVESTMENT MANAGEMENT COMPANY, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Steven James Alley is a registered financial advisor based in LAKE FOREST, Illinois, affiliated with ALLEY INVESTMENT MANAGEMENT COMPANY, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Introduction

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Firm Overview

Firm

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC

ALLEY COMPANY

AUM

$765M

Regulatory assets under management

Employees

Total firm employees

View all advisors at ALLEY INVESTMENT MANAGEMENT COMPANY, LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 1197753

Firm CRD# 317544

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven James Alley offer?

Steven James Alley specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in LAKE FOREST, Illinois for a consultation.

What are Steven James Alley's credentials?

Steven James Alley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven James Alley located?

Steven James Alley is based in LAKE FOREST, Illinois, working with ALLEY INVESTMENT MANAGEMENT COMPANY, LLC. Their office serves clients in the LAKE FOREST metropolitan area and surrounding communities.

How does Steven James Alley charge for services?

Steven James Alley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALLEY INVESTMENT MANAGEMENT COMPANY, LLC?

ALLEY INVESTMENT MANAGEMENT COMPANY, LLC has approximately 8 employees and manages $765M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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