Unclaimed Profile

John L. Westerman

PARALLEL49 EQUITY, ULC·LAKE FOREST, Illinois

Series 65Clean record4 years registeredPARALLEL49 EQUITY, ULC

225 EAST DEERPATH ROAD, SUITE 200, LAKE FOREST, IL 60045CRD# 5202051Firm CRD# 160077

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John L. Westerman · LAKE FOREST, IL

Registration

CRD #5202051 · PARALLEL49 EQUITY, ULC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARALLEL49 EQUITY, ULC

EXI INVESTMENT PARTNERS

Mar 2022 – Jan 2026

Lake Forest, IL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 2, 2022

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PARALLEL49 EQUITY, ULC

CRD 160077 · SEC 801-74029

AUM

$179M

Regulatory assets under management

Employees

2 client accounts

Services offered by PARALLEL49 EQUITY, ULC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at PARALLEL49 EQUITY, ULC →

Introduction

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Frequently Asked Questions

What services does John L. Westerman offer?

John L. Westerman specializes in Retirement Planning.

What are John L. Westerman's credentials?

John L. Westerman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John L. Westerman located?

John L. Westerman is based in LAKE FOREST, Illinois, last registered with PARALLEL49 EQUITY, ULC.

How does John L. Westerman charge for services?

John L. Westerman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARALLEL49 EQUITY, ULC?

PARALLEL49 EQUITY, ULC has approximately 5 employees and manages $179M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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