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Richard Baron Shanley

HORIZON WEALTH MANAGEMENT, LLC·LA GRANGE, Illinois
SIE, Series 6, Series 7, Series 24, Series 31, Series 63, Series 66CFPClean record21 years registeredHORIZON WEALTH MANAGEMENT, LLC
22 CALENDAR COURT, LA GRANGE, IL 60525CRD# 4017146Firm CRD# 170255

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Baron Shanley · LA GRANGE, IL
Registration
CRD #4017146 · HORIZON WEALTH MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

LPL FINANCIAL LLC
Aug 2005 – present
LPL FINANCIAL LLC
Mar 2005 – present
HORIZON WEALTH MANAGEMENT
Apr 2014 – Aug 2022
LA GRANGE, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 31
Series 63
Series 66
Registration record
First registered · March 24, 2005
Years registered · 21
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HORIZON WEALTH MANAGEMENT, LLC
CRD 170255 · SEC 801-79492
AUM
$939M
Regulatory assets under management
Employees
10
3,002 client accounts
Services offered by HORIZON WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HORIZON WEALTH MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Richard Baron Shanley offer?
Richard Baron Shanley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LA GRANGE, Illinois for a consultation.
What are Richard Baron Shanley's credentials?
Richard Baron Shanley holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Richard Baron Shanley located?
Richard Baron Shanley is based in LA GRANGE, Illinois, working with HORIZON WEALTH MANAGEMENT, LLC. Their office serves clients in the LA GRANGE metropolitan area and surrounding communities.
How does Richard Baron Shanley charge for services?
Richard Baron Shanley's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HORIZON WEALTH MANAGEMENT, LLC?
HORIZON WEALTH MANAGEMENT, LLC has approximately 10 employees and manages $939M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HORIZON WEALTH MANAGEMENT, LLC

Ryan Patrick Williamson
LA GRANGE, IL
CFP
Paul Fousek
LA GRANGE, IL

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