Unclaimed Profile

James Gazis

BALANCED ASSET STRATEGIES, LTD.·LA GRANGE, Illinois

Series 7, Series 66Clean record19 years registeredBALANCED ASSET STRATEGIES, LTD.

82 S. LA GRANGE ROAD, LA GRANGE, IL 60525CRD# 2435740Firm CRD# 153520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Gazis · LA GRANGE, IL

Registration

CRD #2435740 · BALANCED ASSET STRATEGIES, LTD. · 19 years registered

Brand Profile

Not yet started

Career History

INDEPENDENT FINANCIAL PARTNERS

Aug 2025 – present

BALANCED ASSET STRATEGIES, LTD.

May 2010 – Oct 2025

LA GRANGE, IL

COMMONWEALTH FINANCIAL NETWORK

Aug 2007 – May 2010

WESTERN SPRIONGS, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · August 15, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BALANCED ASSET STRATEGIES, LTD.

CRD 153520 · SEC 801-129990

AUM

$122M

Regulatory assets under management

Employees

354 client accounts

Services offered by BALANCED ASSET STRATEGIES, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BALANCED ASSET STRATEGIES, LTD. →

Introduction

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Frequently Asked Questions

What services does James Gazis offer?

James Gazis specializes in Financial Planning, Investment Management. Contact their office in LA GRANGE, Illinois for a consultation.

What are James Gazis's credentials?

James Gazis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Gazis located?

James Gazis is based in LA GRANGE, Illinois, working with BALANCED ASSET STRATEGIES, LTD.. Their office serves clients in the LA GRANGE metropolitan area and surrounding communities.

How does James Gazis charge for services?

James Gazis's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BALANCED ASSET STRATEGIES, LTD.?

BALANCED ASSET STRATEGIES, LTD. has approximately 4 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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