Unclaimed Profile

John Edward Chapman

CLEARWATER CAPITAL ADVISORS, LLC·HOFFMAN ESTATES, Illinois

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 6524 years registeredCLEARWATER CAPITAL ADVISORS, LLC

2800 WEST HIGGINS ROAD, HOFFMAN ESTATES, IL 60169CRD# 1272721Firm CRD# 139886

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Edward Chapman · HOFFMAN ESTATES, IL

Registration

CRD #1272721 · CLEARWATER CAPITAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CLEARWATER CAPITAL PARTNERS

Jun 2006 – present

LPL FINANCIAL CORPORATION

Mar 2006 – Nov 2009

HOFFMAN ESTATES, IL

RBC DAIN RAUSCHER INC.

Nov 2003 – Nov 2005

BOSTON, MA

WACHOVIA SECURITIES, INC.

Dec 2001 – May 2003

DOWNERS GROVE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · December 26, 2001

Years registered · 24

Disclosure History

1996Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CLEARWATER CAPITAL ADVISORS, LLC

CRD 139886 · SEC 801-70905

AUM

$1.2B

Regulatory assets under management

Employees

2,482 client accounts

Services offered by CLEARWATER CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CLEARWATER CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Edward Chapman offer?

John Edward Chapman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOFFMAN ESTATES, Illinois for a consultation.

What are John Edward Chapman's credentials?

John Edward Chapman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Edward Chapman located?

John Edward Chapman is based in HOFFMAN ESTATES, Illinois, working with CLEARWATER CAPITAL ADVISORS, LLC. Their office serves clients in the HOFFMAN ESTATES metropolitan area and surrounding communities.

How does John Edward Chapman charge for services?

John Edward Chapman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEARWATER CAPITAL ADVISORS, LLC?

CLEARWATER CAPITAL ADVISORS, LLC has approximately 18 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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