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Steven Arthur Shapiro

NEW VERNON INVESTMENT MANAGEMENT LLC·HIGHLAND PARK, Illinois
Unclaimed Profile
799 CENTRAL AVE, HIGHLAND PARK, IL 60035CRD# 2153746Firm CRD# 160247
01

About

Steven Arthur Shapiro is a registered financial advisor based in HIGHLAND PARK, Illinois, affiliated with NEW VERNON INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
NEW VERNON INVESTMENT MANAGEMENT LLC
NEW VERNON INVESTMENT MANAGEMENT LLC
AUM
$109M
Regulatory assets under management
Employees
8
Total firm employees
Services
Pension consulting
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: DISCRETIONARY BONUS
Regulatory
SEC/IARD CRD# 2153746
Firm CRD# 160247
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven Arthur Shapiro offer?
Steven Arthur Shapiro specializes in Retirement Planning, Wealth Management. Contact their office in HIGHLAND PARK, Illinois for a consultation.
What are Steven Arthur Shapiro's credentials?
Steven Arthur Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Arthur Shapiro located?
Steven Arthur Shapiro is based in HIGHLAND PARK, Illinois, working with NEW VERNON INVESTMENT MANAGEMENT LLC. Their office serves clients in the HIGHLAND PARK metropolitan area and surrounding communities.
How does Steven Arthur Shapiro charge for services?
Steven Arthur Shapiro's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW VERNON INVESTMENT MANAGEMENT LLC?
NEW VERNON INVESTMENT MANAGEMENT LLC has approximately 8 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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