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Steven Arthur Shapiro

NEW VERNON INVESTMENT MANAGEMENT LLC·HIGHLAND PARK, Illinois
SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 99TOClean recordNEW VERNON INVESTMENT MANAGEMENT LLC
799 CENTRAL AVE, HIGHLAND PARK, IL 60035CRD# 2153746Firm CRD# 160247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Arthur Shapiro · HIGHLAND PARK, IL
Registration
CRD #2153746 · NEW VERNON INVESTMENT MANAGEMENT LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 55
Series 57TO
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
NEW VERNON INVESTMENT MANAGEMENT LLC
CRD 160247 · SEC 801-73602
AUM
$109M
Regulatory assets under management
Employees
8
12 client accounts
Services offered by NEW VERNON INVESTMENT MANAGEMENT LLC
Per Form ADV
Pension consulting
Selection of other advisers
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at NEW VERNON INVESTMENT MANAGEMENT LLC →
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Frequently Asked Questions

What services does Steven Arthur Shapiro offer?
Steven Arthur Shapiro specializes in Retirement Planning, Wealth Management. Contact their office in HIGHLAND PARK, Illinois for a consultation.
What are Steven Arthur Shapiro's credentials?
Steven Arthur Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Arthur Shapiro located?
Steven Arthur Shapiro is based in HIGHLAND PARK, Illinois, working with NEW VERNON INVESTMENT MANAGEMENT LLC. Their office serves clients in the HIGHLAND PARK metropolitan area and surrounding communities.
How does Steven Arthur Shapiro charge for services?
Steven Arthur Shapiro's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NEW VERNON INVESTMENT MANAGEMENT LLC?
NEW VERNON INVESTMENT MANAGEMENT LLC has approximately 8 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NEW VERNON INVESTMENT MANAGEMENT LLC

Daniel Mark Shapiro
HIGHLAND PARK, IL
Nathan Shapiro
HIGHLAND PARK, IL
Gary Alan Just
HIGHLAND PARK, IL

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