Unclaimed Profile

Nathan Shapiro

NEW VERNON INVESTMENT MANAGEMENT LLC·HIGHLAND PARK, Illinois

SIE, Series 00, Series 1Clean record28 years registeredNEW VERNON INVESTMENT MANAGEMENT LLC

799 CENTRAL AVE, HIGHLAND PARK, IL 60035CRD# 420097Firm CRD# 160247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathan Shapiro · HIGHLAND PARK, IL

Registration

CRD #420097 · NEW VERNON INVESTMENT MANAGEMENT LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NEW VERNON INVESTMENT MANAGEMENT LLC

NEW VERNON WEALTH MANAGEMENT LLC

Aug 2014 – Mar 2023

HIGHLAND PARK, IL

SF INVESTMENT ADVISERS

Aug 2003 – Mar 2013

HIGHLAND PARK, IL

PEKIN SINGER STRAUSS ASSET MANAGEMENT INC.

Mar 1998 – Nov 2006

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 1

Registration record

First registered · March 27, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEW VERNON INVESTMENT MANAGEMENT LLC

CRD 160247 · SEC 801-73602

AUM

$109M

Regulatory assets under management

Employees

12 client accounts

Services offered by NEW VERNON INVESTMENT MANAGEMENT LLC

Per Form ADV

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at NEW VERNON INVESTMENT MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Nathan Shapiro offer?

Nathan Shapiro specializes in Retirement Planning, Wealth Management.

What are Nathan Shapiro's credentials?

Nathan Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathan Shapiro located?

Nathan Shapiro is based in HIGHLAND PARK, Illinois, last registered with NEW VERNON INVESTMENT MANAGEMENT LLC.

How does Nathan Shapiro charge for services?

Nathan Shapiro's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW VERNON INVESTMENT MANAGEMENT LLC?

NEW VERNON INVESTMENT MANAGEMENT LLC has approximately 8 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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