Unclaimed Profile

Nathan Shapiro

NEW VERNON INVESTMENT MANAGEMENT LLC·HIGHLAND PARK, Illinois

Clean recordNEW VERNON INVESTMENT MANAGEMENT LLC

799 CENTRAL AVE, HIGHLAND PARK, IL 60035CRD# 420097Firm CRD# 160247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathan Shapiro · HIGHLAND PARK, IL

Registration

CRD #420097 · NEW VERNON INVESTMENT MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Nathan Shapiro is a registered financial advisor based in HIGHLAND PARK, Illinois, affiliated with NEW VERNON INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Wealth Management

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

NEW VERNON INVESTMENT MANAGEMENT LLC

AUM

$109M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NEW VERNON INVESTMENT MANAGEMENT LLC →

Services

Pension consulting

Selection of other advisers

Other

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Other: DISCRETIONARY BONUS

Regulatory

SEC/IARD CRD# 420097

Firm CRD# 160247

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nathan Shapiro offer?

Nathan Shapiro specializes in Retirement Planning, Wealth Management. Contact their office in HIGHLAND PARK, Illinois for a consultation.

What are Nathan Shapiro's credentials?

Nathan Shapiro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathan Shapiro located?

Nathan Shapiro is based in HIGHLAND PARK, Illinois, working with NEW VERNON INVESTMENT MANAGEMENT LLC. Their office serves clients in the HIGHLAND PARK metropolitan area and surrounding communities.

How does Nathan Shapiro charge for services?

Nathan Shapiro's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: discretionary bonus. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEW VERNON INVESTMENT MANAGEMENT LLC?

NEW VERNON INVESTMENT MANAGEMENT LLC has approximately 8 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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