Unclaimed Profile

Ramon Ramos

CETERA ADVISORS LLC·GREENWOOD VILLAGE, Illinois

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63Clean recordCETERA ADVISORS LLC

5299 DTC BLVD, GREENWOOD VILLAGE, IL 80111CRD# 2160203Firm CRD# 10299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ramon Ramos · GREENWOOD VILLAGE, IL

Registration

CRD #2160203 · CETERA ADVISORS LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CETERA ADVISORS LLC

CRD 10299 · SEC 801-33020

AUM

$22.0B

Regulatory assets under management

Employees

1,138

81,652 client accounts

Services offered by CETERA ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CETERA ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Ramon Ramos offer?

Ramon Ramos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENWOOD VILLAGE, Illinois for a consultation.

What are Ramon Ramos's credentials?

Ramon Ramos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ramon Ramos located?

Ramon Ramos is based in GREENWOOD VILLAGE, Illinois, working with CETERA ADVISORS LLC. Their office serves clients in the GREENWOOD VILLAGE metropolitan area and surrounding communities.

How does Ramon Ramos charge for services?

Ramon Ramos's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CETERA ADVISORS LLC?

CETERA ADVISORS LLC has approximately 1138 employees and manages $22.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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