Unclaimed Profile

Kevin John Prendergast

LEELYN SMITH, LLC·GENEVA, Illinois

SIE, Series 7, Series 66CFP CFAClean record17 years registeredLEELYN SMITH, LLC

10 N. THIRD STREET, GENEVA, IL 60134CRD# 5651358Firm CRD# 110517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin John Prendergast · GENEVA, IL

Registration

CRD #5651358 · LEELYN SMITH, LLC · 17 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Jul 2019 – present

LEELYN SMITH, LLC

May 2019 – present

EFG ADVISORS, LLC

May 2013 – Sep 2017

SCHAUMBURG, IL

WOODBURY FINANCIAL SERVICES, INC.

Jun 2009 – Jul 2012

SCHAUMBURG, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 8, 2009

Years registered · 17

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEELYN SMITH, LLC

CRD 110517 · SEC 801-113460

AUM

$603M

Regulatory assets under management

Employees

1,416 client accounts

Services offered by LEELYN SMITH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LEELYN SMITH, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin John Prendergast offer?

Kevin John Prendergast specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GENEVA, Illinois for a consultation.

What are Kevin John Prendergast's credentials?

Kevin John Prendergast holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kevin John Prendergast located?

Kevin John Prendergast is based in GENEVA, Illinois, working with LEELYN SMITH, LLC. Their office serves clients in the GENEVA metropolitan area and surrounding communities.

How does Kevin John Prendergast charge for services?

Kevin John Prendergast's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEELYN SMITH, LLC?

LEELYN SMITH, LLC has approximately 19 employees and manages $603M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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