Unclaimed Profile

Richard Constantino Romano

ROMANO BROTHERS AND COMPANY·EVANSTON, Illinois

SIE, Series 00, Series 7TO, Series 24, Series 27, Series 55, Series 57TO, Series 66, Series 99TOClean record62 years registeredROMANO BROTHERS AND COMPANY

1560 SHERMAN AVENUE, EVANSTON, IL 60201CRD# 403390Firm CRD# 3215

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Constantino Romano · EVANSTON, IL

Registration

CRD #403390 · ROMANO BROTHERS AND COMPANY · 62 years registered

Brand Profile

Not yet started

Career History

ROMANO WEALTH MANAGEMENT

Jun 1998 – present

ROMANO BROTHERS AND COMPANY

Dec 1963 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 7TO

Series 24

Series 27

Series 55

Series 57TO

Series 66

Series 99TO

Registration record

First registered · December 5, 1963

Years registered · 62

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROMANO BROTHERS AND COMPANY

CRD 3215 · SEC 801-27061

AUM

$1.2B

Regulatory assets under management

Employees

1,978 client accounts

Services offered by ROMANO BROTHERS AND COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROMANO BROTHERS AND COMPANY →

Introduction

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Frequently Asked Questions

What services does Richard Constantino Romano offer?

Richard Constantino Romano specializes in Financial Planning, Investment Management. Contact their office in EVANSTON, Illinois for a consultation.

What are Richard Constantino Romano's credentials?

Richard Constantino Romano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Constantino Romano located?

Richard Constantino Romano is based in EVANSTON, Illinois, working with ROMANO BROTHERS AND COMPANY. Their office serves clients in the EVANSTON metropolitan area and surrounding communities.

How does Richard Constantino Romano charge for services?

Richard Constantino Romano's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROMANO BROTHERS AND COMPANY?

ROMANO BROTHERS AND COMPANY has approximately 15 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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