Unclaimed Profile

Douglas Norman Geisser

ROMANO BROTHERS AND COMPANY·EVANSTON, Illinois

SIE, Series 7, Series 24, Series 52, Series 52TO, Series 53, Series 63, Series 66Clean record36 years registeredROMANO BROTHERS AND COMPANY

1560 SHERMAN AVENUE, EVANSTON, IL 60201CRD# 1137506Firm CRD# 3215

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Norman Geisser · EVANSTON, IL

Registration

CRD #1137506 · ROMANO BROTHERS AND COMPANY · 36 years registered

Brand Profile

Not yet started

Career History

ROMANO WEALTH MANAGEMENT

Jun 1998 – present

ROMANO BROTHERS AND COMPANY

May 1990 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · May 2, 1990

Years registered · 36

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROMANO BROTHERS AND COMPANY

CRD 3215 · SEC 801-27061

AUM

$1.2B

Regulatory assets under management

Employees

1,978 client accounts

Services offered by ROMANO BROTHERS AND COMPANY

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROMANO BROTHERS AND COMPANY →

Introduction

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Frequently Asked Questions

What services does Douglas Norman Geisser offer?

Douglas Norman Geisser specializes in Financial Planning, Investment Management. Contact their office in EVANSTON, Illinois for a consultation.

What are Douglas Norman Geisser's credentials?

Douglas Norman Geisser is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Norman Geisser located?

Douglas Norman Geisser is based in EVANSTON, Illinois, working with ROMANO BROTHERS AND COMPANY. Their office serves clients in the EVANSTON metropolitan area and surrounding communities.

How does Douglas Norman Geisser charge for services?

Douglas Norman Geisser's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROMANO BROTHERS AND COMPANY?

ROMANO BROTHERS AND COMPANY has approximately 15 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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