Unclaimed Profile

William Mitchel Giffin

TC WEALTH PARTNERS, LLC·DOWNERS GROVE, Illinois

Series 6, Series 7, Series 63, Series 65, Series 66Clean record21 years registeredTC WEALTH PARTNERS, LLC

1901 BUTTERFIELD ROAD, DOWNERS GROVE, IL 60515CRD# 2148055Firm CRD# 283644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Mitchel Giffin · DOWNERS GROVE, IL

Registration

CRD #2148055 · TC WEALTH PARTNERS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TC WEALTH PARTNERS, LLC

HIGHTOWER ADVISORS, LLC

Jan 2022 – Sep 2025

Downers Grove, IL

TC WEALTH PARTNERS, LLC

May 2019 – Feb 2022

DOWNERS GROVE, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2009 – Apr 2013

CHICAGO, IL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2009 – Oct 2009

CHICAGO, IL

COLUMBIA MANAGEMENT ADVISORS, LLC

Feb 2005 – Dec 2008

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · February 4, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TC WEALTH PARTNERS, LLC

CRD 283644 · SEC 801-108371

AUM

$1.1B

Regulatory assets under management

Employees

1,626 client accounts

Services offered by TC WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TC WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does William Mitchel Giffin offer?

William Mitchel Giffin specializes in Financial Planning, Investment Management, Wealth Management.

What are William Mitchel Giffin's credentials?

William Mitchel Giffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Mitchel Giffin located?

William Mitchel Giffin is based in DOWNERS GROVE, Illinois, last registered with TC WEALTH PARTNERS, LLC.

How does William Mitchel Giffin charge for services?

William Mitchel Giffin's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TC WEALTH PARTNERS, LLC?

TC WEALTH PARTNERS, LLC has approximately 30 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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