Unclaimed Profile

Aaron Walter Niec

JMG FINANCIAL GROUP LTD·DOWNERS GROVE, Illinois

SIE, Series 7, Series 24, Series 66CFPClean record19 years registeredJMG FINANCIAL GROUP LTD

2001 BUTTERFIELD ROAD, SUITE 1400, DOWNERS GROVE, IL 60515CRD# 4742245Firm CRD# 110302

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Walter Niec · DOWNERS GROVE, IL

Registration

CRD #4742245 · JMG FINANCIAL GROUP LTD · 19 years registered

Brand Profile

Not yet started

Career History

JMG FINANCIAL GROUP LTD

Oct 2019 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Aug 2009 – Oct 2019

SARASOTA, FL

PAYANT FINANCIAL SERVICES, INC.

Nov 2006 – Aug 2009

SUN CITY CENTER, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · November 20, 2006

Years registered · 19

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JMG FINANCIAL GROUP LTD

CRD 110302 · SEC 801-23526

AUM

$5.4B

Regulatory assets under management

Employees

5,079 client accounts

Services offered by JMG FINANCIAL GROUP LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JMG FINANCIAL GROUP LTD →

Introduction

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Frequently Asked Questions

What services does Aaron Walter Niec offer?

Aaron Walter Niec specializes in Financial Planning, Investment Management. Contact their office in DOWNERS GROVE, Illinois for a consultation.

What are Aaron Walter Niec's credentials?

Aaron Walter Niec holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Aaron Walter Niec located?

Aaron Walter Niec is based in DOWNERS GROVE, Illinois, working with JMG FINANCIAL GROUP LTD. Their office serves clients in the DOWNERS GROVE metropolitan area and surrounding communities.

How does Aaron Walter Niec charge for services?

Aaron Walter Niec's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a percentage of assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JMG FINANCIAL GROUP LTD?

JMG FINANCIAL GROUP LTD has approximately 63 employees and manages $5.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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