Unclaimed Profile

Richard Scott Levitz

ALERA INVESTMENT ADVISORS, LLC·DEERFIELD, Illinois

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredALERA INVESTMENT ADVISORS, LLC

THREE PARKWAY NORTH, DEERFIELD, IL 60015-2567CRD# 2253373Firm CRD# 287906

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Scott Levitz · DEERFIELD, IL

Registration

CRD #2253373 · ALERA INVESTMENT ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

ALERA INVESTMENT ADVISORS, LLC

Nov 2017 – present

SECURIAN FINANCIAL SERVICES, INC.

May 2001 – Nov 2017

Downers Grove, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 11, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALERA INVESTMENT ADVISORS, LLC

CRD 287906 · SEC 801-111892

AUM

$2.7B

Regulatory assets under management

Employees

3,323 client accounts

Services offered by ALERA INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALERA INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Scott Levitz offer?

Richard Scott Levitz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DEERFIELD, Illinois for a consultation.

What are Richard Scott Levitz's credentials?

Richard Scott Levitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Scott Levitz located?

Richard Scott Levitz is based in DEERFIELD, Illinois, working with ALERA INVESTMENT ADVISORS, LLC. Their office serves clients in the DEERFIELD metropolitan area and surrounding communities.

How does Richard Scott Levitz charge for services?

Richard Scott Levitz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALERA INVESTMENT ADVISORS, LLC?

ALERA INVESTMENT ADVISORS, LLC has approximately 64 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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