Unclaimed Profile

Marc Aaron Steinman

PERSONAL FINANCIAL PLANNING, INC.·DEERFIELD, Illinois

Series 7, Series 63, Series 65Clean record26 years registeredPERSONAL FINANCIAL PLANNING, INC.

707 LAKE COOK ROAD, DEERFIELD, IL 60015-4909CRD# 1291437Firm CRD# 115605

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Aaron Steinman · DEERFIELD, IL

Registration

CRD #1291437 · PERSONAL FINANCIAL PLANNING, INC. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PERSONAL FINANCIAL PLANNING, INC.

WAVERLY ADVISORS, LLC

Jan 2024 – Jun 2024

DEERFIELD, IL

STRATEGIQ FINANCIAL GROUP, LLC

Dec 2021 – Mar 2024

DEERFIELD, IL

PERSONAL FINANCIAL PLANNING, INC.

Mar 2007 – Dec 2021

DEERFIELD, IL

PERSONAL FINANCIAL PLANNING, INC.

Dec 1999 – Dec 2014

DEERFIELD, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 17, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PERSONAL FINANCIAL PLANNING, INC.

CRD 115605 · SEC 801-62565

AUM

$897M

Regulatory assets under management

Employees

632 client accounts

Services offered by PERSONAL FINANCIAL PLANNING, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PERSONAL FINANCIAL PLANNING, INC. →

Introduction

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Frequently Asked Questions

What services does Marc Aaron Steinman offer?

Marc Aaron Steinman specializes in Financial Planning, Investment Management.

What are Marc Aaron Steinman's credentials?

Marc Aaron Steinman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Aaron Steinman located?

Marc Aaron Steinman is based in DEERFIELD, Illinois, last registered with PERSONAL FINANCIAL PLANNING, INC..

How does Marc Aaron Steinman charge for services?

Marc Aaron Steinman's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PERSONAL FINANCIAL PLANNING, INC.?

PERSONAL FINANCIAL PLANNING, INC. has approximately 4 employees and manages $897M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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