Unclaimed Profile

Michael John Moss

ALERA INVESTMENT ADVISORS, LLC·DEERFIELD, Illinois

SIE, Series 7, Series 24, Series 66CFPClean record12 years registeredALERA INVESTMENT ADVISORS, LLC

THREE PARKWAY NORTH, DEERFIELD, IL 60015-2567CRD# 6109175Firm CRD# 287906

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Moss · DEERFIELD, IL

Registration

CRD #6109175 · ALERA INVESTMENT ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

ALERA SECURITIES LLC

Nov 2025 – present

THE ASCENT GROUP, LLC

May 2021 – present

AMERITAS ADVISORY SERVICES

Apr 2021 – May 2021

VIRGINIA BEACH, VA

AMERITAS ADVISORY SERVICES

Jan 2014 – Apr 2021

Aldie, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · January 14, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALERA INVESTMENT ADVISORS, LLC

CRD 287906 · SEC 801-111892

AUM

$2.7B

Regulatory assets under management

Employees

3,323 client accounts

Services offered by ALERA INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALERA INVESTMENT ADVISORS, LLC →

Introduction

Speak with Michael

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Michael is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DEERFIELD?

Browse all registered financial advisors in DEERFIELD, Illinois or claim this profile if it's yours.

Browse DEERFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Michael John Moss offer?

Michael John Moss specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DEERFIELD, Illinois for a consultation.

What are Michael John Moss's credentials?

Michael John Moss holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael John Moss located?

Michael John Moss is based in DEERFIELD, Illinois, working with ALERA INVESTMENT ADVISORS, LLC. Their office serves clients in the DEERFIELD metropolitan area and surrounding communities.

How does Michael John Moss charge for services?

Michael John Moss's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALERA INVESTMENT ADVISORS, LLC?

ALERA INVESTMENT ADVISORS, LLC has approximately 64 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →