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Rebecca Sarah Raff

NADLER FINANCIAL GROUP, INC.·DEERFIELD, Illinois
Clean recordNADLER FINANCIAL GROUP, INC.
155 N. PFINGSTEN ROAD, DEERFIELD, IL 60015-4903CRD# 5874969Firm CRD# 122617

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rebecca Sarah Raff · DEERFIELD, IL
Registration
CRD #5874969 · NADLER FINANCIAL GROUP, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Rebecca Sarah Raff is a registered financial advisor based in DEERFIELD, Illinois, affiliated with NADLER FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
NADLER FINANCIAL GROUP, INC.
NADLER FINANCIAL GROUP, INC.
AUM
$1.6B
Regulatory assets under management
Employees
20
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5874969
Firm CRD# 122617
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Rebecca Sarah Raff offer?
Rebecca Sarah Raff specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in DEERFIELD, Illinois for a consultation.
What are Rebecca Sarah Raff's credentials?
Rebecca Sarah Raff is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rebecca Sarah Raff located?
Rebecca Sarah Raff is based in DEERFIELD, Illinois, working with NADLER FINANCIAL GROUP, INC.. Their office serves clients in the DEERFIELD metropolitan area and surrounding communities.
How does Rebecca Sarah Raff charge for services?
Rebecca Sarah Raff's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NADLER FINANCIAL GROUP, INC.?
NADLER FINANCIAL GROUP, INC. has approximately 20 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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