Unclaimed Profile

Lyndsay Rachel Kim

ALERA INVESTMENT ADVISORS, LLC·DEERFIELD, Illinois

SIE, Series 7, Series 24, Series 63, Series 66Clean record14 years registeredALERA INVESTMENT ADVISORS, LLC

THREE PARKWAY NORTH, DEERFIELD, IL 60015-2567CRD# 2902606Firm CRD# 287906

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lyndsay Rachel Kim · DEERFIELD, IL

Registration

CRD #2902606 · ALERA INVESTMENT ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

ALERA SECURITIES LLC

Jul 2025 – present

ALERA INVESTMENT ADVISORS, LLC

Feb 2022 – present

TRIAD ADVISORS, LLC

May 2013 – Mar 2022

Chicago, IL

FSC SECURITIES CORPORATION

May 2012 – May 2013

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 23, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALERA INVESTMENT ADVISORS, LLC

CRD 287906 · SEC 801-111892

AUM

$2.7B

Regulatory assets under management

Employees

3,323 client accounts

Services offered by ALERA INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALERA INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Lyndsay Rachel Kim offer?

Lyndsay Rachel Kim specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DEERFIELD, Illinois for a consultation.

What are Lyndsay Rachel Kim's credentials?

Lyndsay Rachel Kim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lyndsay Rachel Kim located?

Lyndsay Rachel Kim is based in DEERFIELD, Illinois, working with ALERA INVESTMENT ADVISORS, LLC. Their office serves clients in the DEERFIELD metropolitan area and surrounding communities.

How does Lyndsay Rachel Kim charge for services?

Lyndsay Rachel Kim's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALERA INVESTMENT ADVISORS, LLC?

ALERA INVESTMENT ADVISORS, LLC has approximately 64 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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