Unclaimed Profile

Michael Keith Smith

PLEXUS FINANCIAL SOLUTIONS, LLC·DEER PARK, Illinois

SIE, Series 6, Series 7, Series 9, Series 10, Series 24, Series 26, Series 63, Series 66Clean record14 years registeredPLEXUS FINANCIAL SOLUTIONS, LLC

21805 FIELD PARKWAY, DEER PARK, IL 60010CRD# 1424328Firm CRD# 153132

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Keith Smith · DEER PARK, IL

Registration

CRD #1424328 · PLEXUS FINANCIAL SOLUTIONS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Mar 2020 – present

GLOBAL RETIREMENT PARTNERS LLC

Aug 2017 – present

UBS FINANCIAL SERVICES INC.

Sep 2014 – Sep 2017

NORTHBROOK, IL

COMMONWEALTH FINANCIAL NETWORK

Jun 2013 – May 2014

DEER PARK, IL

PFS ADVISORS

Nov 2011 – Sep 2014

DEER PARK, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 24

Series 26

Series 63

Series 66

Registration record

First registered · November 4, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLEXUS FINANCIAL SERVICES, LLC

CRD 153132 · SEC 801-81192

Employees

Total firm employees

Services offered by PLEXUS FINANCIAL SERVICES, LLC

Per Form ADV

Publication of periodicals/newsletters

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at PLEXUS FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Keith Smith offer?

Michael Keith Smith is a registered financial advisor in DEER PARK, Illinois. Contact their office for details on services offered.

What are Michael Keith Smith's credentials?

Michael Keith Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Keith Smith located?

Michael Keith Smith is based in DEER PARK, Illinois, working with PLEXUS FINANCIAL SOLUTIONS, LLC. Their office serves clients in the DEER PARK metropolitan area and surrounding communities.

How does Michael Keith Smith charge for services?

Michael Keith Smith's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLEXUS FINANCIAL SOLUTIONS, LLC?

PLEXUS FINANCIAL SOLUTIONS, LLC has approximately 8 employees. The firm is registered with the SEC as an investment adviser.

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