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Wendy Devorah Fox

ARIEL INVESTMENTS, LLC·CHICAGO, Illinois
SIE, Series 6, Series 14, Series 24, Series 26, Series 63, Series 79TO, Series 99TOClean recordARIEL INVESTMENTS, LLC
200 EAST RANDOLPH STREET, CHICAGO, IL 60601-6505CRD# 4870574Firm CRD# 108211

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wendy Devorah Fox · CHICAGO, IL
Registration
CRD #4870574 · ARIEL INVESTMENTS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 14
Series 24
Series 26
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ARIEL INVESTMENTS, LLC
CRD 108211 · SEC 801-18767
AUM
$13.4B
Regulatory assets under management
Employees
101
183 client accounts
Services offered by ARIEL INVESTMENTS, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at ARIEL INVESTMENTS, LLC →
Introduction

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Frequently Asked Questions

What services does Wendy Devorah Fox offer?
Wendy Devorah Fox specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Wendy Devorah Fox's credentials?
Wendy Devorah Fox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy Devorah Fox located?
Wendy Devorah Fox is based in CHICAGO, Illinois, working with ARIEL INVESTMENTS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Wendy Devorah Fox charge for services?
Wendy Devorah Fox's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARIEL INVESTMENTS, LLC?
ARIEL INVESTMENTS, LLC has approximately 101 employees and manages $13.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ARIEL INVESTMENTS, LLC

Merrillyn Jean Kosier
CHICAGO, IL
Henry S Mallari-D'auria
CHICAGO, IL

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