AdvisorOS Directory
Claim Profile
Unclaimed Profile
HM

Henry S Mallari-D'auria

ARIEL INVESTMENTS, LLC·CHICAGO, Illinois
SIE, Series 3, Series 7, Series 63Clean recordARIEL INVESTMENTS, LLC
200 EAST RANDOLPH STREET, CHICAGO, IL 60601-6505CRD# 1505611Firm CRD# 108211

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Henry S Mallari-D'auria · CHICAGO, IL
Registration
CRD #1505611 · ARIEL INVESTMENTS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ARIEL INVESTMENTS, LLC
CRD 108211 · SEC 801-18767
AUM
$13.4B
Regulatory assets under management
Employees
101
183 client accounts
Services offered by ARIEL INVESTMENTS, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at ARIEL INVESTMENTS, LLC →
Introduction

Speak with Henry

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Henry is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Henry S Mallari-D'auria offer?
Henry S Mallari-D'auria specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Henry S Mallari-D'auria's credentials?
Henry S Mallari-D'auria is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Henry S Mallari-D'auria located?
Henry S Mallari-D'auria is based in CHICAGO, Illinois, working with ARIEL INVESTMENTS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Henry S Mallari-D'auria charge for services?
Henry S Mallari-D'auria's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARIEL INVESTMENTS, LLC?
ARIEL INVESTMENTS, LLC has approximately 101 employees and manages $13.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ARIEL INVESTMENTS, LLC

Merrillyn Jean Kosier
CHICAGO, IL
Wendy Devorah Fox
CHICAGO, IL

More Advisors in CHICAGO, Illinois

Martin Barry Kaplan
MESIROW ADVANCED STRATEGIES INC·CHICAGO, IL
Michael Patrick Savino
DODDA ADVISORY SERVICES·CHICAGO, IL
Chad Morgan Feingold
BDT CAPITAL PARTNERS, LLC·CHICAGO, IL
John William Wimbiscus
TRINITY FINANCIAL ADVISORS LLC·CHICAGO, IL
Thomas Francis Meagher
GROSVENOR CAPITAL MANAGEMENT, L.P.·CHICAGO, IL
Brian B. Musso
TRIAD TRADING, LLC·CHICAGO, IL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)BLOOMINGTON (31)
City Guides
NAPERVILLE GuideDOWNERS GROVE GuideOAK BROOK GuideNORTHBROOK GuideWHEATON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Request removal of this profile