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Thomas Peter Duffy

THE VISTRIA GROUP, LP·CHICAGO, Illinois
Clean recordTHE VISTRIA GROUP, LP
300 E. RANDOLPH ST., CHICAGO, IL 60601CRD# 6087051Firm CRD# 167045

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Peter Duffy · CHICAGO, IL
Registration
CRD #6087051 · THE VISTRIA GROUP, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Peter Duffy is a registered financial advisor based in CHICAGO, Illinois, affiliated with THE VISTRIA GROUP, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
THE VISTRIA GROUP, LP
THE VISTRIA GROUP, LP
AUM
$9.6B
Regulatory assets under management
Employees
80
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Other: CARRIED INTEREST
Regulatory
SEC/IARD CRD# 6087051
Firm CRD# 167045
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05

Frequently Asked Questions

What services does Thomas Peter Duffy offer?
Thomas Peter Duffy specializes in Retirement Planning. Contact their office in CHICAGO, Illinois for a consultation.
What are Thomas Peter Duffy's credentials?
Thomas Peter Duffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Peter Duffy located?
Thomas Peter Duffy is based in CHICAGO, Illinois, working with THE VISTRIA GROUP, LP. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Thomas Peter Duffy charge for services?
Thomas Peter Duffy's firm is compensated through percentage of aum, performance-based fees, other: carried interest. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE VISTRIA GROUP, LP?
THE VISTRIA GROUP, LP has approximately 80 employees and manages $9.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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