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Thomas Edward Barnicle

PPM AMERICA, INC.·CHICAGO, Illinois
Clean recordPPM AMERICA, INC.
225 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 2201006Firm CRD# 107269

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Edward Barnicle · CHICAGO, IL
Registration
CRD #2201006 · PPM AMERICA, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Edward Barnicle is a registered financial advisor based in CHICAGO, Illinois, affiliated with PPM AMERICA, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
PPM AMERICA, INC.
PPM AMERICA INC
AUM
$73.1B
Regulatory assets under management
Employees
209
Total firm employees
View all advisors at PPM AMERICA, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: ORIGINATION FEES FOR COMMERIAL MORTGAGE LENDING ACTIVITIES
Regulatory
SEC/IARD CRD# 2201006
Firm CRD# 107269
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Edward Barnicle offer?
Thomas Edward Barnicle specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are Thomas Edward Barnicle's credentials?
Thomas Edward Barnicle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Edward Barnicle located?
Thomas Edward Barnicle is based in CHICAGO, Illinois, working with PPM AMERICA, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Thomas Edward Barnicle charge for services?
Thomas Edward Barnicle's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: origination fees for commerial mortgage lending activities. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PPM AMERICA, INC.?
PPM AMERICA, INC. has approximately 209 employees and manages $73.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PPM AMERICA, INC.

Leandra Knes
CHICAGO, IL
Bradley Olan Harris
CHICAGO, IL
James Donald Young
CHICAGO, IL
Michael Andrew Wells
CHICAGO, IL
Alison Russ Reed
CHICAGO, IL
Christopher Allen Raub
CHICAGO, IL

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Research
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