Unclaimed Profile

Sean Michael-Thomas Dranfield

PT ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 6, Series 26, Series 63, Series 65Clean record14 years registeredPT ASSET MANAGEMENT, LLC

500 W. MADISON STREET, CHICAGO, IL 60661CRD# 4363137Firm CRD# 107619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Michael-Thomas Dranfield · CHICAGO, IL

Registration

CRD #4363137 · PT ASSET MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

PT ASSET MANAGEMENT, LLC

Jan 2015 – present

WORLD EQUITY GROUP, INC.

Oct 2013 – Feb 2014

WHEATON, IL

OAKPATH FINANCIAL

Apr 2012 – Dec 2014

NORTHFIELD, IL

M HOLDINGS SECURITIES, INC.

Feb 2012 – Apr 2012

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · February 28, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PT ASSET MANAGEMENT, LLC

CRD 107619 · SEC 801-46031

AUM

$7.0B

Regulatory assets under management

Employees

5 client accounts

Services offered by PT ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PT ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Michael-Thomas Dranfield offer?

Sean Michael-Thomas Dranfield specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Sean Michael-Thomas Dranfield's credentials?

Sean Michael-Thomas Dranfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Michael-Thomas Dranfield located?

Sean Michael-Thomas Dranfield is based in CHICAGO, Illinois, working with PT ASSET MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Sean Michael-Thomas Dranfield charge for services?

Sean Michael-Thomas Dranfield's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PT ASSET MANAGEMENT, LLC?

PT ASSET MANAGEMENT, LLC has approximately 48 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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