Unclaimed Profile

David Roberts Howland

PT ASSET MANAGEMENT, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 65Clean record14 years registeredPT ASSET MANAGEMENT, LLC

500 W. MADISON STREET, CHICAGO, IL 60661CRD# 2195814Firm CRD# 107619

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Roberts Howland · CHICAGO, IL

Registration

CRD #2195814 · PT ASSET MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PT ASSET MANAGEMENT, LLC

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

Feb 2012 – Mar 2024

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 16, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PT ASSET MANAGEMENT, LLC

CRD 107619 · SEC 801-46031

AUM

$7.0B

Regulatory assets under management

Employees

5 client accounts

Services offered by PT ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at PT ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Roberts Howland offer?

David Roberts Howland specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David Roberts Howland's credentials?

David Roberts Howland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Roberts Howland located?

David Roberts Howland is based in CHICAGO, Illinois, last registered with PT ASSET MANAGEMENT, LLC.

How does David Roberts Howland charge for services?

David Roberts Howland's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PT ASSET MANAGEMENT, LLC?

PT ASSET MANAGEMENT, LLC has approximately 48 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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