Unclaimed Profile

Richard Kurt Sheiner

GENEVA ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 24, Series 63, Series 65, Series 79TO22 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 1113326Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Kurt Sheiner · CHICAGO, IL

Registration

CRD #1113326 · GENEVA ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GENEVA ADVISORS, LLC

CIBC PRIVATE WEALTH ADVISORS, INC.

Nov 2017 – Jan 2025

Chicago, IL

GENEVA ADVISORS, LLC

Feb 2004 – Sep 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Series 79TO

Registration record

First registered · February 11, 2004

Years registered · 22

Disclosure History

2024Customer Dispute·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Kurt Sheiner offer?

Richard Kurt Sheiner specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Richard Kurt Sheiner's credentials?

Richard Kurt Sheiner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Kurt Sheiner located?

Richard Kurt Sheiner is based in CHICAGO, Illinois, last registered with GENEVA ADVISORS, LLC.

How does Richard Kurt Sheiner charge for services?

Richard Kurt Sheiner's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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