Unclaimed Profile

Richard S Davis

LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.·CHICAGO, Illinois

LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.

71 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 62498Firm CRD# 149156

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard S Davis · CHICAGO, IL

Registration

CRD #62498 · LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.

Brand Profile

Not yet started

Disclosure history

3 disclosures on file · See FINRA BrokerCheck for full record

About

Richard S Davis is a registered financial advisor based in CHICAGO, Illinois, affiliated with LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Retirement Planning

Wealth Management

Client Types

Institutional Investors

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.

LGIM AMERICA

AUM

$222.4B

Regulatory assets under management

Employees

286

Total firm employees

View all advisors at LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC. →

Services

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Background

Compensation

Percentage of AUM

Subscription fees

Performance-based fees

Regulatory

SEC/IARD CRD# 62498

Firm CRD# 149156

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard S Davis offer?

Richard S Davis specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Richard S Davis's credentials?

Richard S Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard S Davis located?

Richard S Davis is based in CHICAGO, Illinois, working with LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Richard S Davis charge for services?

Richard S Davis's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.?

LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC. has approximately 286 employees and manages $222.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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