Unclaimed Profile

Philip Arthur Gleason

RED OAK CAPITAL MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 6, Series 7, Series 63, Series 6527 years registeredRED OAK CAPITAL MANAGEMENT, INC.

190 S. LASALLE, CHICAGO, IL 60603CRD# 1259948Firm CRD# 284188

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Arthur Gleason · CHICAGO, IL

Registration

CRD #1259948 · RED OAK CAPITAL MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

ALTIMETER WEALTH LLC

Feb 2024 – present

RED OAK CAPITAL MANAGEMENT, INC.

Jan 2019 – Nov 2023

OAK BROOK, IL

HAYDEN ROYAL

Sep 2016 – Jan 2019

Charlotte, NC

IC ADVISORY SERVICES, INC.

Jun 2009 – Sep 2016

CHARLOTTE, NC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2005 – Jun 2009

DAVENPORT, IA

CITIGROUP GLOBAL MARKETS INC.

Jan 1999 – Nov 2005

DAVENPORT, IA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

2004Customer Dispute·Settled

2001Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RED OAK CAPITAL MANAGEMENT, INC.

CRD 284188 · SEC 801-112768

AUM

$85M

Regulatory assets under management

Employees

687 client accounts

Services offered by RED OAK CAPITAL MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RED OAK CAPITAL MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Philip Arthur Gleason offer?

Philip Arthur Gleason specializes in Financial Planning, Investment Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Philip Arthur Gleason's credentials?

Philip Arthur Gleason is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Arthur Gleason located?

Philip Arthur Gleason is based in CHICAGO, Illinois, working with RED OAK CAPITAL MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Philip Arthur Gleason charge for services?

Philip Arthur Gleason's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RED OAK CAPITAL MANAGEMENT, INC.?

RED OAK CAPITAL MANAGEMENT, INC. has approximately 10 employees and manages $85M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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