Unclaimed Profile

Patricia Ann Pokuta

SPIDERROCK ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 63, Series 99TOClean recordSPIDERROCK ADVISORS, LLC

111 W. JACKSON BLVD., CHICAGO, IL 60604CRD# 1544888Firm CRD# 171992

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patricia Ann Pokuta · CHICAGO, IL

Registration

CRD #1544888 · SPIDERROCK ADVISORS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPIDERROCK ADVISORS, LLC

CRD 171992 · SEC 801-80178

AUM

$4.9B

Regulatory assets under management

Employees

2,055 client accounts

Services offered by SPIDERROCK ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SPIDERROCK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Patricia Ann Pokuta offer?

Patricia Ann Pokuta specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Patricia Ann Pokuta's credentials?

Patricia Ann Pokuta is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patricia Ann Pokuta located?

Patricia Ann Pokuta is based in CHICAGO, Illinois, working with SPIDERROCK ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Patricia Ann Pokuta charge for services?

Patricia Ann Pokuta's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPIDERROCK ADVISORS, LLC?

SPIDERROCK ADVISORS, LLC has approximately 38 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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