Unclaimed Profile

Edwin Bruce Mumford

SPIDERROCK ADVISORS, LLC·CHICAGO, Illinois

Series 3, Series 7, Series 24, Series 63, Series 65Clean record9 years registeredSPIDERROCK ADVISORS, LLC

300 SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 1470414Firm CRD# 171992

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edwin Bruce Mumford · CHICAGO, IL

Registration

CRD #1470414 · SPIDERROCK ADVISORS, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPIDERROCK ADVISORS, LLC

SPIDERROCK ADVISORS, LLC

Oct 2016 – Dec 2017

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 13, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPIDERROCK ADVISORS, LLC

CRD 171992 · SEC 801-80178

AUM

$4.9B

Regulatory assets under management

Employees

2,055 client accounts

Services offered by SPIDERROCK ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SPIDERROCK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Edwin Bruce Mumford offer?

Edwin Bruce Mumford specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory.

What are Edwin Bruce Mumford's credentials?

Edwin Bruce Mumford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edwin Bruce Mumford located?

Edwin Bruce Mumford is based in CHICAGO, Illinois, last registered with SPIDERROCK ADVISORS, LLC.

How does Edwin Bruce Mumford charge for services?

Edwin Bruce Mumford's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPIDERROCK ADVISORS, LLC?

SPIDERROCK ADVISORS, LLC has approximately 38 employees and manages $4.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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