Unclaimed Profile

Norman David Schlismann

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 3, Series 5, Series 7, Series 8, Series 9, Series 10, Series 15, Series 63, Series 65Clean record24 years registeredMESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

353 N. CLARK ST, CHICAGO, IL 60654CRD# 868077Firm CRD# 111135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Norman David Schlismann · CHICAGO, IL

Registration

CRD #868077 · MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · 24 years registered

Brand Profile

Not yet started

Career History

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Sep 2006 – present

MESIROW FINANCIAL, INC.

Nov 2001 – present

MESIROW FINANCIAL, INC.

Nov 2001 – Dec 2009

OAKBROOK TERRACE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 9

Series 10

Series 15

Series 63

Series 65

Registration record

First registered · November 14, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD 111135 · SEC 801-27047

AUM

$45.2B

Regulatory assets under management

Employees

185

13,396 client accounts

Services offered by MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Norman David Schlismann offer?

Norman David Schlismann specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Norman David Schlismann's credentials?

Norman David Schlismann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Norman David Schlismann located?

Norman David Schlismann is based in CHICAGO, Illinois, working with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Norman David Schlismann charge for services?

Norman David Schlismann's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.?

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has approximately 185 employees and manages $45.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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