Unclaimed Profile

Michael Charles Vogel

INTEROCEAN CAPITAL, LLC·CHICAGO, Illinois

Series 6, Series 7, Series 22, Series 24, Series 6319 years registeredINTEROCEAN CAPITAL, LLC

980 N. MICHIGAN AVENUE, CHICAGO, IL 60611CRD# 1300180Firm CRD# 136887

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Charles Vogel · CHICAGO, IL

Registration

CRD #1300180 · INTEROCEAN CAPITAL, LLC · 19 years registered

Brand Profile

Not yet started

Career History

AZA CAPITAL MANAGEMENT

Nov 2019 – present

ARETE WEALTH ADVISORS, LLC

Oct 2016 – Nov 2019

Grand Rapids, MI

INTEROCEAN CAPITAL, LLC

May 2014 – Oct 2016

CHICAGO, IL

IPI WEALTH MANAGEMENT, INC.

Oct 2012 – Apr 2014

BEAR LAKE, MI

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Oct 2012

BEAR LAKE, MI

FIRST ALLIED SECURITIES, INC.

Aug 2007 – Jul 2012

BEAR LAKE, MI

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · August 8, 2007

Years registered · 19

Disclosure History

2013Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTEROCEAN CAPITAL, LLC

CRD 136887 · SEC 801-64666

AUM

$2.5B

Regulatory assets under management

Employees

3,106 client accounts

Services offered by INTEROCEAN CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEROCEAN CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Charles Vogel offer?

Michael Charles Vogel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Michael Charles Vogel's credentials?

Michael Charles Vogel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Charles Vogel located?

Michael Charles Vogel is based in CHICAGO, Illinois, working with INTEROCEAN CAPITAL, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Michael Charles Vogel charge for services?

Michael Charles Vogel's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEROCEAN CAPITAL, LLC?

INTEROCEAN CAPITAL, LLC has approximately 18 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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