Unclaimed Profile

Lee Michael Gordon

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 6532 years registeredMESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

353 N. CLARK ST, CHICAGO, IL 60654CRD# 1600161Firm CRD# 111135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Michael Gordon · CHICAGO, IL

Registration

CRD #1600161 · MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · 32 years registered

Brand Profile

Not yet started

Career History

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Sep 2006 – present

MESIROW FINANCIAL, INC.

Dec 1993 – present

MESIROW FINANCIAL, INC.

Jul 1999 – Dec 2009

Encinitas, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 14, 1993

Years registered · 32

Disclosure History

2010Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

CRD 111135 · SEC 801-27047

AUM

$45.2B

Regulatory assets under management

Employees

185

13,396 client accounts

Services offered by MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Lee Michael Gordon offer?

Lee Michael Gordon specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Lee Michael Gordon's credentials?

Lee Michael Gordon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lee Michael Gordon located?

Lee Michael Gordon is based in CHICAGO, Illinois, working with MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Lee Michael Gordon charge for services?

Lee Michael Gordon's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.?

MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. has approximately 185 employees and manages $45.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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