Unclaimed Profile

Kenneth John Kozanda

CIBC PRIVATE WEALTH ADVISORS, INC.·CHICAGO, Illinois

Series 66Clean record25 years registeredCIBC PRIVATE WEALTH ADVISORS, INC.

181 WEST MADISON STREET, CHICAGO, IL 60602CRD# 4357366Firm CRD# 109644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth John Kozanda · CHICAGO, IL

Registration

CRD #4357366 · CIBC PRIVATE WEALTH ADVISORS, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CIBC PRIVATE WEALTH ADVISORS, INC.

CIBC PRIVATE WEALTH ADVISORS, INC.

Dec 2000 – Jan 2024

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 66

Registration record

First registered · December 22, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CIBC PRIVATE WEALTH ADVISORS, INC.

CRD 109644 · SEC 801-57986

AUM

$57.3B

Regulatory assets under management

Employees

539

29,445 client accounts

Services offered by CIBC PRIVATE WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CIBC PRIVATE WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Kenneth John Kozanda offer?

Kenneth John Kozanda specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Kenneth John Kozanda's credentials?

Kenneth John Kozanda is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth John Kozanda located?

Kenneth John Kozanda is based in CHICAGO, Illinois, last registered with CIBC PRIVATE WEALTH ADVISORS, INC..

How does Kenneth John Kozanda charge for services?

Kenneth John Kozanda's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CIBC PRIVATE WEALTH ADVISORS, INC.?

CIBC PRIVATE WEALTH ADVISORS, INC. has approximately 539 employees and manages $57.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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