Unclaimed Profile

Marc Keller

STEIN ROE INVESTMENT COUNSEL, INC.·CHICAGO, Illinois

Series 1, Series 7, Series 24, Series 635 years registeredSTEIN ROE INVESTMENT COUNSEL, INC.

ONE SOUTH WACKER DRIVE, CHICAGO, IL 60606CRD# 266581Firm CRD# 109644

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Keller · CHICAGO, IL

Registration

CRD #266581 · STEIN ROE INVESTMENT COUNSEL, INC. · 5 years registered

Brand Profile

Not yet started

Career History

CIBC PRIVATE WEALTH ADVISORS, INC.

Jun 2021 – present

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 63

Registration record

First registered · June 12, 2021

Years registered · 5

Disclosure History

2000Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CIBC PRIVATE WEALTH ADVISORS, INC.

CRD 109644 · SEC 801-57986

AUM

$57.3B

Regulatory assets under management

Employees

539

29,445 client accounts

Services offered by CIBC PRIVATE WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CIBC PRIVATE WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Marc Keller offer?

Marc Keller specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Marc Keller's credentials?

Marc Keller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Keller located?

Marc Keller is based in CHICAGO, Illinois, working with STEIN ROE INVESTMENT COUNSEL, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Marc Keller charge for services?

Marc Keller's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEIN ROE INVESTMENT COUNSEL, INC.?

STEIN ROE INVESTMENT COUNSEL, INC. has approximately 539 employees and manages $57.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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