Unclaimed Profile

Kelly Thomas Goalby

GENEVA ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 7, Series 63, Series 65, Series 79TOClean record25 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 2029480Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Thomas Goalby · CHICAGO, IL

Registration

CRD #2029480 · GENEVA ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

CIBC PRIVATE WEALTH ADVISORS, INC.

Nov 2017 – present

CIBC WORLD MARKETS CORP.

Oct 2017 – present

GENEVA ADVISORS, LLC

Jan 2003 – Sep 2017

CHICAGO, IL

DEUTSCHE BANK SECURITIES INC.

Mar 2001 – Jan 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 79TO

Registration record

First registered · March 6, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Thomas Goalby offer?

Kelly Thomas Goalby specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Kelly Thomas Goalby's credentials?

Kelly Thomas Goalby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Thomas Goalby located?

Kelly Thomas Goalby is based in CHICAGO, Illinois, working with GENEVA ADVISORS, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Kelly Thomas Goalby charge for services?

Kelly Thomas Goalby's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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