AdvisorOS Directory
Claim Profile
JS

James Ronald Sopha

PPM AMERICA, INC.·CHICAGO, Illinois
Unclaimed Profile
225 WEST WACKER DRIVE, CHICAGO, IL 60606CRD# 2620404Firm CRD# 107269
01

About

James Ronald Sopha is a registered financial advisor based in CHICAGO, Illinois, affiliated with PPM AMERICA, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
PPM AMERICA, INC.
PPM AMERICA INC
AUM
$73.1B
Regulatory assets under management
Employees
209
Total firm employees
View all advisors at PPM AMERICA, INC. →
Services
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Other: ORIGINATION FEES FOR COMMERIAL MORTGAGE LENDING ACTIVITIES
Regulatory
SEC/IARD CRD# 2620404
Firm CRD# 107269
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in CHICAGO?

Browse all registered financial advisors in CHICAGO, Illinois or claim this profile if it's yours.

Browse CHICAGO AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does James Ronald Sopha offer?
James Ronald Sopha specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.
What are James Ronald Sopha's credentials?
James Ronald Sopha is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Ronald Sopha located?
James Ronald Sopha is based in CHICAGO, Illinois, working with PPM AMERICA, INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does James Ronald Sopha charge for services?
James Ronald Sopha's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: origination fees for commerial mortgage lending activities. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PPM AMERICA, INC.?
PPM AMERICA, INC. has approximately 209 employees and manages $73.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in CHICAGO
Christine Carr Smith — LEGAL & GENERAL INVESTMENT MANAGEMENT AMERICA INC.Wendy Jacqueline Hills — DUFF & PHELPS INVESTMENT MANAGEMENT CO.Jeremy Adam Spoon — GLADIUS CAPITAL MANAGEMENT LPJosef Nmn Lakonishok — LSV ASSET MANAGEMENTChristopher John Castano — GROSVENOR CAPITAL MANAGEMENT, L.P.
Nearby cities in Illinois
OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)DOWNERS GROVE (83)
City Guides
OAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON GuideDOWNERS GROVE Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile