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James Gerard Martha

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.·CHICAGO, Illinois
SIE, Series 7Clean recordHENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.
737 N. MICHIGAN AVENUE, CHICAGO, IL 60611CRD# 2892509Firm CRD# 107300

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Gerard Martha · CHICAGO, IL
Registration
CRD #2892509 · HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.
CRD 107300 · SEC 801-47202
AUM
$444M
Regulatory assets under management
Employees
984
1 client accounts
Services offered by HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.
Per Form ADV
Portfolio management (pooled investments)
Client types served by the firm
Per Form ADV
Institutional Investors
View all advisors at HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. →
Introduction

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Frequently Asked Questions

What services does James Gerard Martha offer?
James Gerard Martha specializes in Investment Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.
What are James Gerard Martha's credentials?
James Gerard Martha is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Gerard Martha located?
James Gerard Martha is based in CHICAGO, Illinois, working with HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does James Gerard Martha charge for services?
James Gerard Martha's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.?
HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. has approximately 984 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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