Unclaimed Profile

David Richard Kowalski

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.·CHICAGO, Illinois

SIE, Series 4, Series 5, Series 7, Series 15, Series 24, Series 27, Series 53Clean record20 years registeredHENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

737 N. MICHIGAN AVENUE, CHICAGO, IL 60611CRD# 1375285Firm CRD# 107300

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Richard Kowalski · CHICAGO, IL

Registration

CRD #1375285 · HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

JANUS CAPITAL MANAGEMENT LLC

Feb 2006 – Sep 2017

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 5

Series 7

Series 15

Series 24

Series 27

Series 53

Registration record

First registered · February 17, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

CRD 107300 · SEC 801-47202

AUM

$444M

Regulatory assets under management

Employees

984

1 client accounts

Services offered by HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. →

Introduction

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Frequently Asked Questions

What services does David Richard Kowalski offer?

David Richard Kowalski specializes in Investment Management, Fee-Only Advisory.

What are David Richard Kowalski's credentials?

David Richard Kowalski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Richard Kowalski located?

David Richard Kowalski is based in CHICAGO, Illinois, last registered with HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC..

How does David Richard Kowalski charge for services?

David Richard Kowalski's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC.?

HENDERSON GLOBAL INVESTORS (NORTH AMERICA) INC. has approximately 984 employees and manages $444M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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