Unclaimed Profile

James L. Farrell

GENEVA ADVISORS, LLC·CHICAGO, Illinois

Clean record10 years registeredGENEVA ADVISORS, LLC

181 W. MADISON ST, CHICAGO, IL 60602-4690CRD# 4836700Firm CRD# 121629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James L. Farrell · CHICAGO, IL

Registration

CRD #4836700 · GENEVA ADVISORS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GENEVA ADVISORS, LLC

GENEVA ADVISORS, LLC

Jan 2016 – Sep 2017

CHICAGO, IL

Registrations & Exams

Registration record

First registered · January 13, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GENEVA ADVISORS, LLC

CRD 121629 · SEC 801-61890

AUM

$7.9B

Regulatory assets under management

Employees

101

14,090 client accounts

Services offered by GENEVA ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GENEVA ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James L. Farrell offer?

James L. Farrell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are James L. Farrell's credentials?

James L. Farrell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James L. Farrell located?

James L. Farrell is based in CHICAGO, Illinois, last registered with GENEVA ADVISORS, LLC.

How does James L. Farrell charge for services?

James L. Farrell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GENEVA ADVISORS, LLC?

GENEVA ADVISORS, LLC has approximately 101 employees and manages $7.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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