Unclaimed Profile

Gurinder Singh Ahluwalia

HIGHTOWER ADVISORS, LLC·CHICAGO, Illinois

SIE, Series 6, Series 6TO, Series 7, Series 7TO, Series 24, Series 63, Series 65, Series 99TOClean record21 years registeredHIGHTOWER ADVISORS, LLC

200 W. MADISON ST., CHICAGO, IL 60606CRD# 4783310Firm CRD# 145323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gurinder Singh Ahluwalia · CHICAGO, IL

Registration

CRD #4783310 · HIGHTOWER ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HIGHTOWER ADVISORS, LLC

ASSETMARK, INC.

Jul 2008 – Feb 2014

CONCORD, CA

GENWORTH FINANCIAL ASSET MANAGEMENT, INC

Apr 2005 – Aug 2008

ENCINO, CA

TERRA FINANCIAL PLANNING GROUP LTD

Sep 2004 – Apr 2005

SHERMAN OAKS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 7TO

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · September 10, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHTOWER ADVISORS, LLC

CRD 145323 · SEC 801-69625

AUM

$130.2B

Regulatory assets under management

Employees

1,816

178,256 client accounts

Services offered by HIGHTOWER ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HIGHTOWER ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Gurinder Singh Ahluwalia offer?

Gurinder Singh Ahluwalia specializes in Financial Planning, Investment Management, Wealth Management.

What are Gurinder Singh Ahluwalia's credentials?

Gurinder Singh Ahluwalia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gurinder Singh Ahluwalia located?

Gurinder Singh Ahluwalia is based in CHICAGO, Illinois, last registered with HIGHTOWER ADVISORS, LLC.

How does Gurinder Singh Ahluwalia charge for services?

Gurinder Singh Ahluwalia's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: retainer or service fees or some combination of 1, 2, 4, 5 & 7. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHTOWER ADVISORS, LLC?

HIGHTOWER ADVISORS, LLC has approximately 1816 employees and manages $130.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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