Unclaimed Profile

Gregg Adam Kleinbaum

CHASE INVESTMENT SERVICES CORP.·CHICAGO, Illinois

SIE, Series 4, Series 7, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record25 years registeredCHASE INVESTMENT SERVICES CORP.

300 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-2003CRD# 2555215Firm CRD# 25574

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregg Adam Kleinbaum · CHICAGO, IL

Registration

CRD #2555215 · CHASE INVESTMENT SERVICES CORP. · 25 years registered

Brand Profile

Not yet started

Career History

J.P. MORGAN SECURITIES LLC

Oct 2012 – present

CHASE INVESTMENT SERVICES CORP.

Apr 2005 – Oct 2012

NEW YORK, NY

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 2000 – Jul 2002

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · September 7, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHASE INVESTMENT SERVICES CORP.

CRD 25574 · SEC 801-36407

AUM

$29.9B

Regulatory assets under management

Employees

1,000

182,239 client accounts

Services offered by CHASE INVESTMENT SERVICES CORP.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CHASE INVESTMENT SERVICES CORP. →

Introduction

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Frequently Asked Questions

What services does Gregg Adam Kleinbaum offer?

Gregg Adam Kleinbaum specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHICAGO, Illinois for a consultation.

What are Gregg Adam Kleinbaum's credentials?

Gregg Adam Kleinbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregg Adam Kleinbaum located?

Gregg Adam Kleinbaum is based in CHICAGO, Illinois, working with CHASE INVESTMENT SERVICES CORP.. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Gregg Adam Kleinbaum charge for services?

Gregg Adam Kleinbaum's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHASE INVESTMENT SERVICES CORP.?

CHASE INVESTMENT SERVICES CORP. has approximately 1000 employees and manages $29.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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