Unclaimed Profile

Frederick Nmn Paulman

RMB CAPITAL MANAGEMENT, LLC·CHICAGO, Illinois

Series 7, Series 63, Series 65Clean record24 years registeredRMB CAPITAL MANAGEMENT, LLC

115 S. LASALLE, 34TH FLOOR, CHICAGO, IL 60603CRD# 2762572Firm CRD# 134249

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frederick Nmn Paulman · CHICAGO, IL

Registration

CRD #2762572 · RMB CAPITAL MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CURI CAPITAL, LLC

Apr 2005 – present

RMB WEST, LLC

Aug 2011 – Dec 2022

DENVER, CO

UBS FINANCIAL SERVICES INC.

Jun 2002 – Apr 2005

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 12, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CURI RMB CAPITAL, LLC

CRD 134249 · SEC 801-63939

AUM

$8.5B

Regulatory assets under management

Employees

185

15,723 client accounts

Services offered by CURI RMB CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CURI RMB CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Frederick Nmn Paulman offer?

Frederick Nmn Paulman specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in CHICAGO, Illinois for a consultation.

What are Frederick Nmn Paulman's credentials?

Frederick Nmn Paulman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frederick Nmn Paulman located?

Frederick Nmn Paulman is based in CHICAGO, Illinois, working with RMB CAPITAL MANAGEMENT, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.

How does Frederick Nmn Paulman charge for services?

Frederick Nmn Paulman's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RMB CAPITAL MANAGEMENT, LLC?

RMB CAPITAL MANAGEMENT, LLC has approximately 185 employees and manages $8.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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